CDI – Compliance Officer (Business Compliance) H/F

Job Description

The Compliance Officer assists the Head of Business Compliance in his missions of ensuring compliance of CACEIS with regulatory requirements.Its main missions are as follows:Provide opinions on new products, requests from the Business, key projects and regulatory issues;Perform impact assessments on CACEIS business in the context of the regulatory watch, ensure the MIFID II requirements are complied with, identify potential compliance risks and improve controls as per the control plan;Focus on transaction reporting matters, MIFID II rules relating to investment services, crypto-assets;Respond to requests from internal and external auditors and requests from regulators;Follow up on the recommendations from the internal audit and the CSSF;Contribute to reporting to the Management.

Critères de candidature

Poste avec management
Non

Cadre / Non Cadre
Non cadre

Niveau d’étude minimum
Bac + 5 / M2 et plus

Formation / Spécialisation
Advanced degree in finance or banking/finance law
Strong and proven experience focusing only on regulatory compliance (MIFID, EMIR, MICAR, …)Strong knowledge of the fund industry / banking system
Our priority is a profile specialized in regulations

Niveau d’expérience minimum
6 – 10 ans

Compétences recherchées
Master the regulations impacting the scope of ComplianceVery good knowledge of the MIFID II regulations with a focus on investment services, the EMIR/MIFIR legislation, MICAR and their practical implementationAutonomy in the organization and execution of the work entrusted to themAbility to take a position and make quick decisionsAbility to dialogue, analyze, strength of conviction, and synthesis, rigor and sense of organizationSense of initiative and constructive approach to the issues dealt with. Eager to learn and deep dive in new topicsYour analytical skills and synthesis allow you to provide opinions of a complex natureProven drafting skills in EnglishYou have demonstrated your ability to assess risks in order to focus on the most significant risk areasYou have the necessary discretion to handle confidential dataYour communication skills, your rigor, reliability and sense of responsibility are recognized

Outils informatiques
WordAdvanced ExcelPPTMastery of transactional control tools

Langues
English. Fluency in French would be an asset.

Entreprise CACEIS

CACEIS est la filiale d’asset servicing des groupes Crédit Agricole et Santander, dédiée aux sociétés de gestion, compagnies d’assurance, fonds de pension, banques, fonds de private equity et real estate, brokers et grandes entreprises.

Présent en Europe, en Amérique du Nord, en Amérique du Sud et en Asie, CACEIS propose une gamme complète de produits et services : exécution, compensation, change, prêt-emprunt de titres, conservation d’actifs, banque dépositaire et administration de fonds, agent de transfert, support à la distribution des fonds, solutions de Middle-Office et services aux émetteurs.

Avec 7 000 collaborateurs et un large portefeuille de clients, CACEIS est un leader européen de l’Asset Servicing et compte parmi les principaux acteurs mondiaux.

En agissant chaque jour dans l’intérêt de la société, nous sommes un groupe engagé en faveur des diversités et de l’inclusion et plaçons l’humain au cœur de toutes nos transformations. Tous nos postes sont ouverts aux personnes en situation de handicap.

Luxembourg – Luxembourg